Smiley Presents Lecturer to National Association of
Insurance Commissioners/North American Securities
Administrators Association
In May 2006, Brian Smiley spoke before a joint training seminar conducted by state securities (NASAA) and insurance regulators (NAIC). Mr. Smiley’s topics included “Insurance and Securities Anticipate Scams” and “What Every Regulator Needs to Know About NASD Arbitration.”
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