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Brian Smiley Completes Service as Public Member of the National Arbitration and Mediation Committee

December 1, 2007 by lmitchum

Brian Smiley completed five years of service as a public member of the National Arbitration and Mediation Committee. The 13 members of the NAMC are appointed by FINRA to advise the Board of Directors of FINRA in the drafting of arbitration rules and the recruitment, training, and evaluation of arbitrators. The members of the NAMC are […]

Filed Under: Firm News Tagged With: FINRA, Investment Fraud Attorney, Securities Arbitration Attorney, Securities Law Firm

Brian Smiley on the Faculty of Practicing Law Institute

August 8, 2007 by lmitchum

Brian Smiley was on the faculty of the Practicing Law Institute’s Securities Arbitration 2007 program “Arbitrators and Mediators—Winning Their Hearts and Minds” held on August 8, 2007 in New York City. His paper, “Breaking the Nest Egg: Using Traditional Theories to Handle New Cases” appears in the PLI course book.

Filed Under: Firm News Tagged With: Investment Fraud Attorney, Securities Arbitration Attorney, Securities Fraud Lawyer, Stock Fraud Attorney

Brian Smiley Speaks at ICLE Seminar

October 13, 2006 by lmitchum

Brian Smiley spoke before the prestigious Annual Securities Litigation & Regulatory Practice seminar conducted by the ICLE. His topic was, “Arbitration Against Stockbrokers: The Machinist and the Millionaire.” His paper involved claims against investment professionals for failing to adequately diversify client portfolios.

Filed Under: Firm News Tagged With: Securities Arbitration Attorney, Securities Law Firm, Securities Lawyers, Stock Fraud Attorney

Brian Smiley Speaks on Arbitration and Variable Annuities at NASAA and NAIC Seminar

May 1, 2006 by lmitchum

Brian Smiley spoke before a joint training seminar conducted by state securities (NASAA) and insurance regulators (NAIC). Mr. Smiley’s topics included “Insurance and Securities Anticipated Scams” and “What Every Regulator Needs to Know About NASD Arbitration.”

Filed Under: Firm News Tagged With: Securities Arbitration Attorney, Securities Law Firm, Securities Lawyers, Stock Fraud Attorney, Variable Annuities

Brian Smiley Authors Article in FINRA’s Official Arbitrator Publication

October 1, 2004 by lmitchum

Brian Smiley Authors Article in FINRA’s Official Arbitrator Publication

Brian Smiley co-authored an article for FINRA’s official publication for its arbitrators. The article, “Keeping the Arbitration Moving: Enforcing Discovery Deadlines and Legitimate Information Requests” emphasized the importance of arbitrators requiring parties to comply with discovery obligations and schedules. Brian’s co-author was Theodore A. Krebsbach, a well-known defense lawyer.

Filed Under: Firm News Tagged With: FINRA, Securities Arbitration Attorney, Securities Fraud Lawyer, Securities Law Firm, Securities Lawyers

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