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Reverse Convertible Notes Sold By Brokers Under Regulatory Investigation

March 31, 2011 by jordan

According to Bloomberg, the SEC is investigating to see if investors were defrauded into buying complex bonds known as reverse convertible notes. Reverse convertibles are securities that promise to pay investors a comparatively high fixed rate of interest and repay the investor’s principal , unless a stock to which the product is linked falls below […]

Filed Under: Blog Tagged With: Citigroup, FINRA, JP Morgan, Lehman Brothers, Reverse Convertible Notes, SEC, Securities Fraud Lawyer, Wachovia

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