Although you may not have heard of it, LPL Financial is a big brokerage firm with big problems. LPL is the nation’s fourth largest brokerage, after Wells Fargo, Morgan Stanley and Merrill Lynch. According to a March 21, 2013 article in the New York Times, LPL is facing a flood of complaints from state regulators […]
Tips On Avoiding Getting Sucked Into Bad Investment (CNNfn Transcript)
Brian Smiley interviewed on CNNfn by Ali Velshi. Ali Velshi, CNNfn anchor, Business Unusual: The good old days, your stockbroker’s number was kept on speed dial and every stock you bought went through the roof. But now, trusting your investment is like trusting the weather and even when the forecast calls for sunshine, you still bring […]
