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LPL Financial Faces Scrutiny

March 28, 2013 by lmitchum

Although you may not have heard of it, LPL Financial is a big brokerage firm with big problems. LPL is the nation’s fourth largest brokerage, after Wells Fargo, Morgan Stanley and Merrill Lynch. According to a March 21, 2013 article in the New York Times, LPL is facing a flood of complaints from state regulators […]

Filed Under: Blog Tagged With: Atlanta investment fraud attorney, Atlanta securities fraud lawyer, Atlanta Securities Lawyers, FINRA, LPL Financial, Merrill Lynch, Morgan Stanley, REITs, Wells Fargo

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